About
2024 Board of Directors
Michele Riggs
Senior Compliance Administrator
Adviser Compliance
Peter R. Guarino
President, Chief Compliance Officer
Compliance4
Larry Kaplan
Managing Director at CBIZ & MHM in the Boston Accounting & Auditing Group
Tanya Kerrigan
Vice President and Assistant General Counsel, Boston Advisers, LLC
Volunteer Assistant to NEBDIAA
Elizabeth Hamilton-Guarino
Compliance4
The New England Broker Dealer Investment Adviser Association (“NEBDIAA”) provides its members a trusted forum to network and share regulatory and financial related best practices and information among legal and compliance professionals.
Attend four seminars per year and be a part of the community of compliance professionals.
NEBDIAA meetings take place quarterly at the Federal Reserve Plaza, 600 Atlantic Ave., Boston, MA. Meetings are from 12pm-2pm and include lunch.
Annual Membership Dues: $125 per person, Guest Fee (must be sponsored by a member): $20
Our Mission is
Our Mission
The New England Broker Dealer Investment Adviser Association (“NEBDIAA”) provides its members a trusted forum to network and share regulatory and financial related best practices and information among legal and compliance professionals.
Our Vision
The New England Broker Dealer Investment Adviser Association (“NEBDIAA”) provides its members a trusted forum to network and share regulatory and financial related best practices and information among legal and compliance professionals.