NEBDIAA

Meets Quarterly:

Federal Reserve Bank of Boston
New England Room
600 Atlantic Ave
Boston MA

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About

Board of Directors

Michele Riggs

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Senior Compliance Administrator

Adviser Compliance

Peter R. Guarino

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President, Chief Compliance Officer

Compliance4

Larry Kaplan

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Managing Director at CBIZ & MHM in the Boston Accounting & Auditing Group

Kara Brown

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SVP, General Counsel and Compliance Officer at Cabot Properties, Inc.

Michael Timmermans

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Principal, Assistant CCO at Longfellow Investment Management Co.

Tanya Kerrigan

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Vice President and Assistant General Counsel, Boston Advisers, LLC

EJ Yerzak

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Director of Cyber IT Services at Compliance Solutions Strategies

Allison Fraser

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Director - Registered Investment Companies at Compliance Solutions Strategies

Rebbecca Babbitt-Chafe

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Vice President, Compliance Consultant - Institutional Client Group at State Street Global Advisors

The New England Broker Dealer Investment Adviser Association (“NEBDIAA”) provides its members a trusted forum to network and share regulatory and financial related best practices and information among legal and compliance professionals.

JOIN US!

 

Attend four seminars per year and be a part of the community of compliance professionals.

 

NEBDIAA meetings take place quarterly at the Federal Reserve Plaza, 600 Atlantic Ave., Boston, MA. Meetings are from 12pm-2pm and include lunch.

 

Annual Membership Dues: $125 per person, Guest Fee (must be sponsored by a member): $20

Our Mission is

Our Mission

The New England Broker Dealer Investment Adviser Association (“NEBDIAA”) provides its members a trusted forum to network and share regulatory and financial related best practices and information among legal and compliance professionals.

 

Our Vision

The New England Broker Dealer Investment Adviser Association (“NEBDIAA”) provides its members a trusted forum to network and share regulatory and financial related best practices and information among legal and compliance professionals.