February 3, 2020 - Quarterly NEBDIAA Meeting
Time & Location
About the Event
Please join us at the next NEBDIAA Quarterly Membership Meeting.
We have planned a presentation that is important to all registrants.
Mike McGrath of KL Gates will discuss the SEC’s recent rule-making and guidance pertaining to marketing and advertising.
The presentation will address:
· The Proposed Rules and Timing of Implementation
· The Industry’s Comments to the SEC’s Proposal
· What the Rule-making Means for Your Firm’s Compliance Program
*** PLEASE NOTE THE CHANGE IN TIME FOR THIS MEETING ***
Date: Monday, February 3, 2010 Time: 2:00 – 5:00 pm
Where: Federal Reserve Building, New England Room
Refreshments will be served during our networking break.
Guests are welcome at no cost to members