Mon, Feb 03 | Federal Reserve Bank of Boston

February 3, 2020 - Quarterly NEBDIAA Meeting

Registration is Closed
February 3, 2020 - Quarterly NEBDIAA Meeting

Time & Location

Feb 03, 2020, 2:00 PM – 5:00 PM
Federal Reserve Bank of Boston, 600 Atlantic Ave, Boston, MA 02210, USA

About the Event

 

Please join us at the next NEBDIAA Quarterly Membership Meeting.

We have planned a presentation that is important to all registrants.

Mike McGrath of KL Gates will discuss the SEC’s recent rule-making and guidance pertaining to marketing and advertising.

The presentation will address:

· The Proposed Rules and Timing of Implementation

· The Industry’s Comments to the SEC’s Proposal

· What the Rule-making Means for Your Firm’s Compliance Program

*** PLEASE NOTE THE CHANGE IN TIME FOR THIS MEETING ***

Date: Monday, February 3, 2010 Time: 2:00 – 5:00 pm

Where: Federal Reserve Building, New England Room

Refreshments will be served during our networking break.

Guests are welcome at no cost to members

Registration is Closed