Mon, Oct 28
|Federal Reserve Bank of Boston
October 28, 2019 - Quarterly NEBDIAA Meeting
Oct 28th, 2019 NEBDIAA Quarterly Membership Meeting with discussions about: Regulation Best Interest Interpretation re: Investment Adviser Fiduciary Duty Form CRS Relationship Summary
Time & Location
Oct 28, 2019, 12:00 PM – 2:00 PM
Federal Reserve Bank of Boston, 600 Atlantic Ave, Boston, MA 02210, USA
About the Event
NEBDIAA Quarterly Membership Meeting
Date: Monday, October 28, 2019
Time: 12:00 - 2:30PM
Where: Federal Reserve Bank of Boston, New England Room
(600 Atlantic Ave., Boston, MA)
For meal and planning purposes, please register to attend no later than Friday, October 18, 2019 using this REGISTRATION LINK.
The Board has arranged for an enriching discussion regarding:
- Regulation Best Interest
- Interpretation re: Investment Adviser Fiduciary Duty
- Form CRS Relationship Summary
Our very own Tanya Kerrigan will moderate a discussion with the following distinguished speakers:
Richard Kerr of KL Gates
Thomas Grygiel of ACA Compliance
Betsy Thedford, CCO of Windham Capital Management
Michelle Galemba, Asst. General Counsel of Bank of America Merrill
As a special incentive, the $20 guest fee is waived for this meeting. This is a perfect time to bring a junior member or invite an industry colleague. If you would like to bring one or more guests, please register a guest.
Substitutes: If you cannot attend, we encourage you to send a substitute from your organization. Provide their name and email address when you RSVP.
If you have any questions, please contact us at hello@nebdiaa.org.