Updated: Sep 4, 2019
January 24, 2019
12:00- 2:00 Federal Reserve Bank of Boston New England Room 600 Atlantic Ave Boston MA
Networking luncheon from 12:00 to 12:30pm. Followed by guest speakers Anthony Drenzek, Special Regulatory Counsel, Proskauer, and Jeanette Turner, Chief Regulatory Officer, Compliance Solutions Strategies, regarding ADV amendment common issues and tips. EJ Yerzak, Director of Cyber IT Services, Compliance Solutions Strategies, will also share information regarding cryptocurrencies and digital assets.
In addition to the presentation, there will be a discussion on current compliance topics, including the recently published 2019 OCIE examination priorities, as well as recent examination trends and enforcement actions.