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July 30, 2018: NEBDIAA Quarterly Meeting

Updated: Sep 4, 2019

Topic Presenter

NEBDIAA Board Welcome: Kara Brown

Q&A: Kevin Kelcourse & Kara Brown

Survey: Carl Ayers, Peter R. Guarino & Kara Brown

Custody Discussion: Tanya Kerrigan

Open Forum Discussion & Feedback: Michele Riggs


Open Forum

November 8, 2017: The IAA Compliance Workshops

The Investment Adviser Association’s Compliance Workshops are coming to Boston on Wednesday, November 8 with a program that offers practical insights into challenging legal and regulatory issues facing SEC-registered investment advisers – and the opportunity to connect with compliance and legal professionals at other investment advisory firms.

The IAA Boston Workshop will take place at The Omni Parker House from 9:15 a.m. to 2:00 p.m. on Wednesday, November 8. Click here for additional information.

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