Updated: Sep 4, 2019
NEBDIAA Board Welcome: Kara Brown
Q&A: Kevin Kelcourse & Kara Brown
Survey: Carl Ayers, Peter R. Guarino & Kara Brown
Custody Discussion: Tanya Kerrigan
Open Forum Discussion & Feedback: Michele Riggs
November 8, 2017: The IAA Compliance Workshops
The Investment Adviser Association’s Compliance Workshops are coming to Boston on Wednesday, November 8 with a program that offers practical insights into challenging legal and regulatory issues facing SEC-registered investment advisers – and the opportunity to connect with compliance and legal professionals at other investment advisory firms.
The IAA Boston Workshop will take place at The Omni Parker House from 9:15 a.m. to 2:00 p.m. on Wednesday, November 8. Click here for additional information.