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Register to Attend the February 24, 2021 Quarterly NEBDIAA Meeting



NEBDIAA’s Virtual February Meeting

We had hoped for an in-person meeting by now, however, prudence during the pandemic dictates otherwise. The good news is that we are able to connect virtually.

Please mark your calendars for NEBDIAA’s next meeting to be held:

Wednesday, February 24, 2021

from 1:00 – 2:30 pm.

Register Here:

Richard Kerr and Pablo Man of KL Gates will discuss the amendments to modernize Rule 206(4)-1 under the Investment Advisers Act, the marketing and advertising rules. Richard & Pablo will address:

· Summary of the New Marketing Rule

· General Principals-based Prohibitions

· Disclosures

· Books and Records

· Solicitors

· Compliance Implementation Timeline

Bring your questions and company practices to exchange ideas with the group.

This meeting is open to all members and industry colleagues at no charge. Please forward this invitation to fellow compliance professionals and encourage them to join us.

Click below to register in advance and receive the login credentials for the meeting.

Meeting Registration:

This is sure to be an informative and helpful discussion and we look forward to you joining us.


NEBDIAA Board of Directors

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